News & Insights
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Spotlight
How to Measure and Monitor FMI Risk
For CCPs, there is an expectation that in extreme circumstances, default funds can be used, and there have been recent examples of this happening.
Automating Assurance – Helping a client automate their quality framework
A UK energy supplier asked us to provide analytical resource as they wanted to outsource the build of the automated quality framework in speech analytics
Learning without noticing: reaching the modern learner
Provide employees with opportunities to learn even when they don’t realise it
Blog
Surveys … Apparently They’re Dead!
Rather than falling into the trap of meaningless metrics, the impact of surveys lies in their ability to extract actionable insights through well-crafted questions and informed analysis.
Conduct Risk and Market Abuse: A Comprehensive Overview
Compliance officers and financial institutions must remain vigilant to prevent market abuse and manage conduct risk effectively.
5 priorities for financial services firms following the Court of Appeal’s ruling on motor finance commission cases
The activity by the Financial Conduct Authority has been ramping up in recent years, particularly with the FCA’s final Consumer ...
Press Release
Senior promotions announced in Davies’ consulting division as firm prepares for further service expansion
Davies announces a new senior operating structure for its Consulting division. Explore how Paul Johnson and Matt Parkinson's newly appointed roles will grow Davies' offering across their four specialist pillars.
Consulting at Davies Joins Gulf Capital Market Association to Strengthen GCC Financial Growth
London, United Kingdom — 12/9/2024 — Consulting at Davies is pleased to announce its recent accreditation as an associate member of The Gulf Capital Market Association (GCMA), marking a significant step in enhancing our presence and commitment to fostering financial growth within the Gulf Cooperation Council (GCC) region.
Davies promotes Pino Vallejo to CEO of consulting division as it continues global expansion plans
Explore how Pino Vallejo's appointment as CEO of Davies' consulting division propels global expansion plans.
White Papers
Trade Surveillance: Are you prepared for the new regulatory focus?
We bring front to back risk and controls expertise, utilising our multi-disciplined experience across all LoD
Davies “Migration+” unlocks the value in your SAP S/4 HANA migration
Davies “Migration+": make your migration work for you
Mandatory U.S. Treasury Clearing Digital Brochure
How is the industry preparing to clear their U.S. treasury transactions through a central counterparty
Events
4
NovTSAM – Toronto
4 November 2024 | Toronto, ON
- Shangri-La Hotel Toronto
188 University Avenue
Toronto, ON MH5 0A3
8
OctABA/ABA Financial Crimes Enforcement Conference
8-10 October 2024 | Arlington, VA
- 1700 Richmond Hwy, Arlington, VA 22202